Low treatment engagement remains a pervasive issue within youth and family mental health services. Engagement challenges pose notable barriers to therapist clinical decision-making and have the potential to interrupt the delivery of evidence-based care. An overwhelming majority (96.7%) of mental health professionals in community mental health settings report encountering treatment engagement challenges in their caseload, including missed appointments, low homework completion, difficulty building or sustaining a positive relationship, and skepticism about the effectiveness of therapy (Becker et al.,
2021a,
b). Engagement challenges may be manifested in client behaviors that have been shown to tax therapists’ attention during a treatment event, such as minimal verbal and nonverbal responses or complaints about the therapist or in-session activities (Colli et al.,
2019; Eubanks et al.,
2015). Provision of negative feedback from clients, particularly when expressed without a clear strategy on how to adjust the treatment approach, has been shown to elicit feelings of guilt, anxiety, incompetence, and irritation from the therapist (Coutinho et al.,
2011; Hill et al.,
1996; Hill,
2020; Moltu et al.,
2010) and subsequently may make it difficult for therapists to respond effectively in the moment (Kluger & DeNisi,
1996). However, engagement challenges may not be transparent to therapists (Becker et al.,
2021a,
b; Chorpita et al.,
2024), thereby contributing to a clinical context in which therapists are unaware of the client’s low engagement and might even inadvertently behave in ways that strain engagement further. In one study, even when therapists are aware of engagement challenges, nearly two-thirds were unable to identify a well-suited solution to address the presenting engagement concern (Becker et al.,
2021a,
b).
First, the detection of engagement challenges is limited, given the multifaceted and dynamic nature of treatment engagement. Although almost entirely measured as a unidimensional construct (e.g., attendance or homework), treatment engagement has been shown to follow an empirically validated five-factor structure (Chorpita & Becker,
2022) involving dimensions of Relationship, Expectancy, Attendance, Clarity, and Homework (REACH; Becker et al.,
2018). Additionally, treatment engagement challenges are
dynamic (e.g., fluctuating between and within treatment events) and
transactional (e.g., co-constructed by the therapist, youth, and family throughout treatment) (Becker et al.,
2018; Chorpita & Becker,
2022; Haine-Schlagel & Walsh,
2015; Pullmann et al.,
2013; Staudt et al.,
2012), making them harder to detect at any given time. Not surprisingly, this complexity presents particular challenges regarding best practices, given that these five emergent and transactional dimensions have been shown empirically to respond to different types of procedures (Becker et al.,
2021a,
b). Moreover, observational coding of therapist use of engagement practices found therapists typically use only a limited set of engagement-focused practices (e.g., psychoeducation, rapport building, therapist reinforcement) which effectively target some domains of engagement (i.e.,
Relationship,
Attendance, Clarity), but do not address others (i.e.,
Expectancy, Homework) (Wu et al.,
2022). Consequently, navigating engagement challenges in service contexts often resembles traveling along a windy road, full of blind curves and missing “guardrails” to guide therapists, and can contribute to the occurrence of potential “missteps,” or less optimal and potentially “risky” therapist behaviors over the course of treatment delivery.
Therapist “Missteps”
The class of therapist behaviors that are unintentional, less optimal, or noncollaborative, which we will henceforth refer to as “missteps,” are well-documented, as is their impact on client engagement, but are represented by a variety of terms. Colli and colleagues (
2009;
2019) described therapist use of “negative interventions” (e.g., therapist hostility, use of technical jargon, criticism, unwanted advice-giving), which were associated with greater client indicators of ruptures in the therapeutic alliance (e.g., strong disagreement with therapist). Another study by Eubanks and colleagues (
2019) demonstrated that ratings of “therapist contribution” to within-session alliance ruptures (i.e., the extent to which the therapist caused or exacerbated the rupture) predicted client dropout from services. Qualitative interviews conducted by Piselli and colleagues (
2011) also shed light on therapist self-reported behaviors leading to premature termination, including “mistakes,” (e.g., failing to recognize or address a problem in treatment, offering too much advice, allowing personal feelings about a client to interfere with treatment), “disagreements about treatment” (e.g., conflicts that negatively impacted the therapeutic relationship), and “therapist emotions that presented a challenge” (e.g., feelings of frustration, discouragement, or burnout) (Piselli et al.,
2011). Additional research has examined the misapplication of otherwise effective therapist strategies and techniques such as humor (Sarink & García-Montes,
2023; Valentine & Gabbard,
2014), inappropriate self-disclosure (Bottrill et al.,
2010; Hanson,
2005), and advice-giving (Duan et al.,
2018; Hill et al.,
2023); and therapist behaviors characterized as unresponsive (Elkin et al.,
2014), confrontational (Ackerman & Hilsenroth,
2001) or hostile (Colli et al.,
2019). In addition to ruptures in the therapeutic relationship and premature termination, other adverse impacts of missteps are widespread, including interference with client progress (Henry et al.,
1990); feeling unheard and unhelped by the therapist (Knox et al.,
2011), decreased openness (Park et al.,
2024); and abrupt or problematic termination from services (Renk & Dinger,
2002; Knox et al.,
2011; Park et al.,
2024).
Therapist missteps have been observed in diverse clinical contexts, including in the treatment of adult clients of racial, ethnic, sexual, or gender minority identities (Durham,
2018; Hook et al.,
2016; Mizock & Lundquist,
2016; Owen et al.,
2019; Spengler et al.,
2016; Sue et al.,
2007) or particular clinical presentations, such as personality disorders (Greaves,
1988) and eating disorders (Thompson & Sherman,
1989). Therapist missteps were also found to occur across delivery of specific treatment modalities, including Acceptance and Commitment Therapy (Brock et al.,
2015) and psychodynamic therapy (Trimboli et al.,
2016) and among mental health professionals of different training backgrounds spanning trainees, study therapists, and community providers (Knox et al.,
2022; Kottler & Carlson,
2013; Buckley et al.,
1979).
Although existing research in this area has focused predominantly on treatment with adult populations, a growing line of research has sought to measure potential therapist missteps when delivering care to youth and families (e.g., O’Keeffe et al.,
2020; Park et al.,
2024) and identify the context in which these missteps occur. In one study, adolescents who prematurely terminated from services identified similar therapist missteps to those documented with adult populations, such as minimal responses from the therapist, rigid adherence to an activity or session agenda, and focus on risk over other clinical concerns (O’Keeffe et al.,
2020). In another study, clinical supervisors in youth community mental health settings posited that therapist missteps might vary according to features of the clinical context such as session participant type (e.g., youth-only, caregiver-only, or family) and therapist preparedness to respond in the moment to engagement challenges (Park et al.,
2024). However, a historical focus on therapist attributes (i.e., which therapists are prone to errors), as opposed to contextual or situation attributes (i.e., what makes anyone prone to errors), has left many critical questions unanswered regarding these potential clinical missteps (see Budge,
2016).
One proposed hypothesis for why missteps may occur frequently in the context of low youth and family treatment engagement has posited the role of inadequate guidance for therapists to effectively identify and navigate engagement challenges as they unfold within a treatment session. Recent studies found that in community mental health contexts, therapists working with clients presenting with treatment engagement challenges were significantly less likely to receive guidance during supervision on identifying, selecting, and preparing a targeted plan for an engagement problem compared with therapists who received engagement-related clinical decision-making supports (Chorpita et al.,
2024). Inadequate guidance in planning (e.g., identifying and selecting engagement practices) and preparing (e.g., role-playing, modeling, reviewing written materials) to target specific engagement challenges in clinical supervision may limit therapists’ ability to manage additional complexities and demands that may emerge within a treatment event (e.g., youth refusal to participate in a planned session activity, in-session conflict between youth and caregiver). For example, clients experiencing engagement challenges (e.g., ruptures in the therapeutic relationship, low expectancy about effectiveness of treatment) have been observed to exhibit a range of in-session responses to therapist behaviors or interventions. As such, identifying when therapist missteps may more frequently occur is a crucial next step to improving the quality of care for youth and families in community settings and illuminating remaining “blind curves” in need of decision-making supports to manage missteps when they occur.
Discussion
The present study sought to investigate how and when therapists may potentially misstep in therapy with youth and caregivers experiencing treatment engagement challenges. In this initial effort, we sought to examine potential therapist missteps as a construct relevant to therapist effectiveness and treatment engagement in youth community mental health settings. However, given the relative novelty of this construct, particularly in youth mental health settings, it is important to acknowledge its evolving nature and the potential for variability in how they may present across clinical settings (e.g., therapeutic modalities, populations, settings) and their potential impact on relevant outcomes. In the present study, a broad, intervention-agnostic definition of therapist missteps was selected to allow for broader application across treatment settings and evidence-based practices, in hopes of offering preliminary insights to support additional research to refine this construct and expand its application to diverse clinical contexts.
Regarding how therapists may misstep, the occurrence of misstep types and their relative frequencies across various proximal factors were examined. Findings suggest that while missteps were a common occurrence across sessions, with over half of the recorded sessions containing at least one misstep occurrence, missteps represented a small portion (5.8%) of all recorded therapist behaviors within these sessions, suggesting that much remains unclear about when these missteps may happen within a session. Additionally, misstep occurrences were observed to occur in more than half of family and youth-only sessions, and just under half of caregiver-only sessions, with an average of approximately 2.5 missteps per session across session participant type. These findings are in line with the existing literature suggesting that less optimal and potentially noncollaborative therapist behaviors are a common occurrence in various treatment contexts and present initial efforts to expand the reach of this growing body of research (which has focused predominantly on adult populations) by examining how missteps may present and unfold in youth and family treatment contexts. Additionally, the high rate of potential missteps observed across treatment events could pose many potentially iatrogenic treatment outcomes, including premature termination prior to achieving expected treatment gains, exacerbating strain in youth and caregivers who are already reporting treatment engagement concerns, and decreasing future help-seeking behaviors.
Closer examination of recipients of missteps in family sessions highlights that most misstep occurrences (66%) are directed towards the youth only. This pattern held across all misstep types, apart from two misstep types (i.e.,
Speculating or making assumptions and
Inappropriate elicitation/disclosure of information), which in family sessions were more frequently directed at the caregiver only. Notably, missteps were rarely directed at the family (i.e., youth and the caregiver simultaneously), suggesting that missteps are more likely to be directed at only one individual at a time and may arise from challenges balancing therapist alignment with the youth and the caregiver when both are present during family sessions (Park et al.,
2024).
Over one-third of missteps occurred following another misstep (i.e., consecutive misstep occurrences) or instances where no structured clinical procedure or misstep was observed (i.e., no codes applicable). In addition, several clinical procedures, characterized by open-ended discussions, activities, or reinforcing statements to increase treatment engagement were also found to occur frequently before misstep occurrences. These findings align with prior findings highlight the additional decision-making demands when intervening on engagement challenges and suggest that therapists may be more prone to misstep in less structured moments of a session.
Regarding
when missteps occurred, the present study identified several significant distal and proximal predictors of misstep occurrences in youth and family mental health services, shedding light on factors that may confer a greater risk of misstep occurrences when delivering treatment to youth and families presenting with engagement challenges. First, session participant type emerged as a significant predictor of misstep occurrences, underscoring the unique challenges and dynamics present specifically in family sessions (where multiple individuals are participating in treatment), which may increase the likelihood of missteps occurring. This is consistent with our findings that family sessions had the highest average of misstep occurrences (approximately 3.4 missteps per session), and with interviews with our community partners, who posited that the additional complexity posed by family sessions due to multiple alliances to maintain and lack of adequate training on navigating family sessions could leave therapists more vulnerable to engaging in inadvertent missteps (Park et al.,
2024). This is further reflected in the training history of therapists in the present study, in which only 5.4% of therapists reported a primary family systems theoretical orientation and overall reported receiving the least training in evidence-based treatments that involve family members in treatment (e.g., PCIT, CPP, Incredible Years). The involvement of multiple individuals with varying needs, engagement challenges, and treatment perspectives may contribute to this observed difference in misstep occurrences in family sessions compared with youth-only sessions and is consistent with the documented complexities of conducting family therapy (Pope & Tabachnick,
1993; Rober,
2011; Wilson,
2007).
Furthermore, our analysis revealed that
selecting an engagement practice during supervision to deliver in the following treatment event did not significantly predict total misstep occurrences on its own. However,
preparing to deliver an engagement practice that was selected in the preceding supervision was significantly associated with a reduction in misstep occurrences during sessions. These findings may suggest that actively engaging in preparatory activities to deliver an engagement practice may be more protective against misstep occurrences than simply selecting which practice to deliver. Therapists who prepared to implement engagement practices with their supervisor before the treatment event by engaging in activities such as reviewing the steps involved in the engagement practice or role-playing demonstrated a lower frequency of misstep occurrences per session compared with therapists who did not engage in these preparatory activities. This finding aligns with prior research indicating these supervision activities significantly impact therapist behaviors and the use of evidence-based clinical procedures in subsequent treatment sessions (e.g., Bearman et al.,
2013; Dorsey et al.,
2016).
In the absence of such preparation activities, therapists may find themselves needing to make “run time” decisions (see Chorpita & Daleiden,
2018), where they must respond flexibly and immediately to presenting engagement concerns as they unfold within a session (e.g., by deviating from the established treatment plan or intervening on a new engagement concern). Such run-time decisions, in which therapists must make a
specific clinical decision in a
particular moment with a
particular client and their presenting concerns, are inherently limited by the therapist’s existing knowledge available to them at that moment (e.g., training background, the selected treatment manual, or protocol). Consequently, such decisions may be more prone to inadvertent missteps as therapists do their best with limited guidance to predict what is the next best strategy (see Meehl,
1957), leaving them with vague boundaries separating appropriate from less appropriate variations of clinical practice (Dawes,
2005). Therefore, deliberate preparation of an engagement practice during supervision, particularly when treating youth and families with engagement challenges, appears to protect against inadvertent misstep occurrences, underscoring the important role of supervision in facilitating therapist preparedness and treatment delivery.
Additionally, the days elapsed between supervision and treatment was found to be significantly associated with misstep occurrences, indicating that longer duration between supervision and treatment events was linked to increased misstep occurrences. These results mirror previous studies, which have shown that fewer days elapsed between supervision and treatment (e.g., practicing a planned skill in supervision in a timely manner before the subsequent treatment event) has been shown to increase the transfer of training (Westman et al.,
2020; Blume et al.,
2010). As such, timely supervision may be crucial in maintaining therapeutic effectiveness and minimizing the occurrence of missteps.
It is important to note that therapist caseload and number of trained EBTs were not significant predictors of misstep occurrences, suggesting that reducing caseloads or increasing training in EBTs may not be the most effective solution to decrease misstep occurrences. Rather, allocating resources at the organizational level to support regular, timely supervision meetings and shaping supervision activities to include preparatory activities to support therapist knowledge, familiarity, and delivery of engagement practices may serve as effective “guardrails” for therapists, particularly when working with youth and families presenting with engagement challenges. Additional considerations may also include increasing training opportunities and therapist competencies in facilitating family sessions, which may be a particularly risky context for inadvertent misstep occurrences.
Although these results indicate a significant step towards identifying specific contexts in which therapist missteps occurred when treating youth and caregivers experiencing engagement challenges, a prevalent concern in youth mental health services, there are several limitations to consider. While frequencies of specific misstep types were coded for each treatment event, the analyses examined how distal and proximal factors may predict the total frequency of missteps across all types rather than examining how these factors may impact the occurrence of specific misstep types. At this point, we do not yet know if the distinction between misstep types is important; thus, future research should explore the impact of different missteps on client engagement. Subsequent research might also pursue a granular exploration of how treatment planning, preparation, and session participant type may differentially impact the frequency of specific misstep types (e.g.,
demanding attention) over others (e.g.,
advice-giving). In addition, given that therapists who are perceived as culturally understanding were found to significantly predict multiple dimensions of treatment engagement regardless of youth race and racial matching (Chu et al.,
2022), future studies could examine how specific misstep occurrences that may influence perceived levels of cultural understanding and humility (e.g., giving
advice that is inconsistent with cultural values of the youth or caregiver) could differentially impact dimensions of treatment engagement.
Similarly, while the present study identified several distal or proximal risk factors that predicted a higher occurrence of missteps, associations for other proximal factors, such as the preceding therapist’s use of specific structured clinical procedures, were not examined. Although the findings provide a descriptive picture of when certain misstep types were found to occur within a treatment event (e.g., elicit perspectives about the problem often preceded misstep occurrences), the present study did not examine whether specific clinical procedures increased the likelihood of misstep occurrences (e.g., examining whether elicit perspectives about the problem confers higher risk for a misstep occurrence). Further research examining associations between the specific structured clinical procedures identified in the present study and occurrences of specific misstep types may clarify best practices for improving training and supervision.
Most notably, one primary limitation of the present study is that it did not directly examine the impact of these potential therapist misstep occurrences on relevant outcomes, including how these missteps may negatively and differentially impact youth and family engagement within- and across-treatment events (e.g., immediate youth and caregiver reactions to session missteps, session attendance, changes in reported treatment engagement on a survey), as well as how they may disrupt therapist delivery of care (e.g., extensiveness of evidence-based practice delivery) were also not examined. These analyses are crucial for understanding whether and how therapist missteps may impact domains of treatment engagement and treatment delivery. However, the study’s novel approach of first populating a set of potential therapist missteps and methodically examining the nuances of their occurrence before examining their impact on relevant outcomes poses many strengths. In contrast to previous research, which often utilizes poor outcomes (e.g., client indicators of alliance ruptures, premature termination) to identify precipitating factors (e.g., therapist contribution to poorer engagement), the present study poses a unique contribution by anchoring to specific therapist behaviors, regardless of how youth, caregivers, and therapists subsequently respond. This approach addresses several crucial gaps in the current literature, including a paucity of focus on therapist behaviors that is inconsistent with the dyadic nature of engagement (Eubanks et al.,
2019), concerns of under-detection engagement challenges by relying solely on client behaviors that may be minimized or concealed (Eubanks et al.,
2018; Safran & Kraus,
2014), and prior findings suggesting that multifinality with regards to impact of missteps is highly likely (Park et al.,
2024) given that clients may experience a range of responses (or a lack thereof) to occurrences of missteps across specific types. Building on the present findings, future analyses are underway to examine the potential impact of therapist missteps on youth and caregiver treatment engagement and the quality of evidence-based treatment delivery to produce actionable findings to improve therapist training and supervision in community mental health settings.
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